Risk & Compliance Officer – Lagos
Full Time Nicole Sinclair posted 9 months ago in Financial ServicesJob Description
We are a recently licensed Asset Management Firm that is a wholly owned subsidiary of a conservative legacy fiduciary business with close to 60 years’ experience in the Nigerian Capital Market. Our vision is to leapfrog competition through an array of product offerings and a very strong client-focused approach to overall service delivery. Some of the expectations and skill sets of the desired candidate are provided below
Key Responsibilities
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Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds)
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Monitor client deposits for compliance anti-money laundering rules
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Send out periodic AML/CFT reports and prepare periodic SEC returns
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Ensure zero regulatory infractions and no fines
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Review internal processes to match changes in rules and regulations
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Oversee compliance with company’s internal processes and policies
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Prepare monthly Risk Management & Compliance reports
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Liaise with regulators SEC/NSE/NFIU/EFCC
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Review of bank reconciliation statements & internal control reports
Required Qualifications/Skills
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Minimum BA/BSc (2nd Class Upper) or HND (Upper Credit)
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A MSc, MA or professional qualification in Risk Management, Finance or related field is an advantage
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At least 5 years’ experience in risk and compliance in an investment management company, a capital markets firm, or a bank
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SEC sponsored individual status is required
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Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU, and other agencies that regulate the Investment Management Industry