Risk & Compliance Officer – Lagos

Full Time Nicole Sinclair in Financial Services
  • Lagos, Nigeria View on Map
  • Post Date : April 20, 2024
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Job Description

We are a recently licensed Asset Management Firm that is a wholly owned subsidiary of a conservative legacy fiduciary business with close to 60 years’ experience in the Nigerian Capital Market. Our vision is to leapfrog competition through an array of product offerings and a very strong client-focused approach to overall service delivery. Some of the expectations and skill sets of the desired candidate are provided below
Key Responsibilities

Ensure all investments are within the risk tolerance set for the specific portfolios (or within the guidelines of the Trust Deed for registered Collective Investment Funds)

Monitor client deposits for compliance anti-money laundering rules

Send out periodic AML/CFT reports and prepare periodic SEC returns

Ensure zero regulatory infractions and no fines

Review internal processes to match changes in rules and regulations

Oversee compliance with company’s internal processes and policies

Prepare monthly Risk Management & Compliance reports

Liaise with regulators SEC/NSE/NFIU/EFCC

Review of bank reconciliation statements & internal control reports
Required Qualifications/Skills

Minimum BA/BSc (2nd Class Upper) or HND (Upper Credit)

A MSc, MA or professional qualification in Risk Management, Finance or related field is an advantage

At least 5 years’ experience in risk and compliance in an investment management company, a capital markets firm, or a bank

SEC sponsored individual status is required

Excellent knowledge of rules and regulations issued by SEC, NGX, CBN, NFIU, and other agencies that regulate the Investment Management Industry

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